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Breast Imaging |
1 From the Breast Imaging Section (L.L., E.A.M., A.F.A., D.D.D.) and Nuclear Medicine Service (S.D.J.Y., T.A.), Department of Radiology; the Breast Service, Department of Surgery (H.S.C., A.D.K.H., P.I.B.); and the Department of Pathology (P.P.R.), Memorial Sloan-Kettering Cancer Center, 1275 York Ave, New York, NY 10021. From the 1998 RSNA scientific assembly. Received May 22, 1998; revision requested July 14; revision received August 12; accepted November 9. Address reprint requests to L.L.
| Abstract |
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MATERIALS AND METHODS: Retrospective review revealed 33 women who underwent sentinel node biopsy after percutaneous core biopsy diagnosis of nonpalpable infiltrating breast cancer. Sentinel nodes were identified with radioisotope and blue dye; the procedure was technically successful if sentinel nodes were found at surgery. All sentinel nodes were excised. Axillary dissection was performed if tumor was present in sentinel nodes.
RESULTS: Sentinel nodes were found at surgery in 30 women (91%). Sentinel nodes were identified with both radioisotope and blue dye in 22 (73%) of these women, with only radioisotope in six (20%), and with only blue dye in two (7%). Sentinel nodes were found in 12 (80%) of 15 women in the first half of the study versus all 18 (100%) women in the second half (P = .08). Sentinel nodes were free of tumor in 23 (77%) of 30 women. In six (86%) of seven women with tumor in sentinel nodes, the sentinel nodes were the only nodes with tumor.
CONCLUSION: Sentinel node biopsy was successful in 30 women (91%) with nonpalpable infiltrating carcinoma diagnosed with percutaneous core biopsy and obviated axillary dissection in 23 women (70%). Using both radioisotope and blue dye may increase the success rate. A learning curve exists, and success improves with experience.
Index terms: Breast, biopsy, 00.1261, 00.1267 Breast neoplasms, surgery, 00.1267, 00.30, 00.45 Breast neoplasms, therapy, 00.126, 00.30 Lymphatic system, biopsy, 997.1261 Lymphatic system, neoplasms, 997.33
| Introduction |
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Sentinel lymph node biopsy has recently been introduced in the treatment of women with breast carcinoma (1237). The sentinel lymph node hypothesis is that the sentinel nodes are the first nodes draining a tumor and that the histologic status of the sentinel nodes is predictive of the status of the regional nodes (12). The sentinel nodes can be identified with blue dye, radioisotope, or a combination of methods; excised; and subjected to careful histopathologic analysis. If the sentinel node hypothesis is correct, then women with infiltrating breast carcinoma and sentinel nodes with negative findings may be spared the morbidity of an axillary lymph node dissection.
Early work supports the feasibility and accuracy of sentinel lymph node biopsy. There have been, to our knowledge, 18 published peer-reviewed studies correlating the results of sentinel node biopsy with those of axillary dissection in women with breast carcinoma (12-29) (Table 1). Ten of these studies used radioisotope, four used blue dye, and four used a combination of both methods. In these studies, which have included a total of over 2,000 sentinel node biopsy procedures, investigators have reported a technical success rate of 66%100%, sensitivity of 83%100%, specificity of 100%, positive predictive value of 100%, negative predictive value of 92%100%, and accuracy of 95%100%. In light of the excellent results of these studies, some surgeons experienced in the technique have begun to offer sentinel lymph node biopsy as an alternative to axillary dissection for women with small infiltrating breast carcinomas; axillary dissection is performed only if tumor is found in the sentinel nodes.
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| MATERIALS AND METHODS |
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Retrospective review of surgical records from June 16, 1997, to April 17, 1998, revealed 33 women who underwent sentinel lymph node biopsy at our institution after percutaneous core biopsy diagnosis of nonpalpable infiltrating breast carcinoma (as per protocol 2); these 33 women constitute the basis of this study. Women ranged in age from 42 to 82 years (median age, 60 years). All women had mammographically detected carcinomas and clinically negative axillary nodes at preoperative physical examination. Mammographic findings were mass in 27 women, calcifications in four, and both in two; the median mammographic lesion size was 1.0 cm (range, 0.52.2 cm).
Percutaneous Biopsy Methods
Percutaneous core biopsy was performed at our institution in 24 (73%) women and at outside facilities in nine (27%). The guidance method, known in 30 women, was ultrasonography (US) in 17 women and stereotaxis in 12; in one woman, biopsy of a mass was performed by using US guidance and biopsy of calcifications was performed by using stereotactic guidance (both were carcinomas). At our institution, stereotactic guidance (StereoGuide with Digital Spot Mammography; LoRad, Danbury, Conn) was used for all lesions evident as calcifications. Biopsy of masses was performed under the guidance of stereotaxis or US (model 128-XP, Acuson, Mountain View, Calif; or Ultramark 4 Plus, Advanced Technology Laboratories, Bothell, Wash). The choice of stereotactic versus US guidance for percutaneous biopsy of breast masses was based on several considerations, including lesion visibility and accessibility, equipment availability, and the preferences of the radiologist (L.L., E.A.M., A.F.A., D.D.D.) and the patient.
The tissue acquisition device for percutaneous biopsy, known in 30 women, was a 14-gauge automated needle in 21 women and a directional vacuum-assisted biopsy probe in nine (11 gauge in eight and 14 gauge in one). At our institution, all stereotactic biopsies were performed by using directional vacuum-assisted biopsy (Mammotome; Biopsys/Ethicon Endo-Surgery, Cincinnati, Ohio), and all US-guided biopsies were performed by using a 14-gauge needle (Automatic Cutting Needle, Manan Medical Products, Northbrook, Ill; Biopty-Cut needle, Bard Urological, Covington, Ga; or Ultra-Core biopsy needle, Medical Device Technologies, Gainesville, Fla) and a long-excursion, automated gun (Pro-Mag 2.2, Manan Medical Products; or Biopty, Bard Urological).
The median number of core biopsy specimens, known in 22 women, was five (range, three to seven) for 14-gauge automated core biopsy and 17 (range, 1437) for directional vacuum-assisted biopsy. The number of core biopsy specimens obtained was determined by the radiologist performing the biopsy on the basis of radiographs of specimens for biopsy of calcifications, images obtained during the biopsy procedure, visual inspection of tissue specimens, and information in previous literature (3840).
Sentinel Lymph Node Identification and Analysis
Sentinel lymph nodes were identified by using a combination of radioisotope and blue dye. Radioisotope was injected into the breast parenchyma in 28 women and intradermally in five; the latter five women were part of an ongoing study investigating the efficacy of intradermal injection for sentinel node biopsy.
Intraparenchymal radioisotope injection was accomplished by using the following technique. For women who underwent breast-conserving surgery, preoperative needle localization was performed by using a modified Kopans wire (Cook, Bloomington, Ind). After needle localization, 0.3 mCi (11.1 MBq) of unfiltered technetium 99m sulfur colloid (CIS-US, Bedford, Mass) in 4 mL of normal saline was injected by using a 25-gauge needle at four points (at the 12-, 3-, 6-, and 9-o'clock positions) around the localizing wire. The injections were into the breast parenchyma adjacent to the tumor. For women who underwent mastectomy, the radioisotope was injected into the breast parenchyma at four points (at the 12-, 3-, 6-, and 9-o'clock positions) around the prior percutaneous biopsy site, as determined by means of physical examination of the breast and correlation with imaging studies.
In those women in whom an intradermal technique was used, 0.1 mCi (3.7 MBq) of unfiltered 99mTc sulfur colloid in 0.05 mL of normal saline was injected with a 28-gauge needle superolateral to the site of the primary tumor in the breast.
Preoperative lymphoscintigraphy was performed by using a largefield of view dual-head gamma camera with a low-energy, high-resolution collimator. Transmission images in the anterior and lateral projections were obtained with a cobalt 57 flood source. The median interval between injection and acquisition of the last lymphoscintigraphic image was 50 minutes (mean, 55 minutes; range, 35158 minutes). The time between injection and surgery varied between 2 and 4 hours.
Intraoperatively, the handheld gamma probe (C-Trak; Care-Wise Medical, Morgan, Calif) was used to obtain counts in the room background, the breast injection site, and the "hottest" spot in the axilla. An injection of 4 mL of isosulfan blue dye (Lymphazurin; Zenith Parenterals, Rosemont, Ill) was made in one to three aliquots around the tumor site, and within 510 minutes an incision was made in the axilla and sentinel node biopsy was performed with guidance from the combination of the gamma probe and the appearance of blue dye in lymphatic channels and nodes. Counts in the nodes were obtained both in situ and ex vivo, and counts in the axillary background were obtained after removal of the node. Technical success was defined as identification of the sentinel node or nodes at surgery. A node was considered to be a sentinel node if it exhibited blue staining at surgery, its removal resulted in a fourfold or greater reduction in axillary counts, or both.
All sentinel nodes were excised and analyzed by using frozen and paraffin sections. If the results of initial paraffin hematoxylin-eosin staining of the sentinel node were negative, three additional levels were examined by using hematoxylin-eosin staining and cytokeratin immunohistochemistry with AE1/3 and CAM 5.2 antibodies. If frozen section, paraffin section, or immunohistochemical analysis of the sentinel nodes yielded carcinoma, axillary dissection was performed. A lymph node was considered to contain metastatic carcinoma if one or more tumor cells were identified in a section stained with hematoxylin-eosin or at immunohistochemical analysis. Nonsentinel axillary lymph nodes were examined with a single hematoxylin-eosin section according to the standard procedure used for axillary dissections in this institution. If sentinel lymph nodes were free of tumor and the axillary nodes were clinically negative at intraoperative examination, no further axillary surgery was performed. Tumors were classified according to the TNM system of the American Joint Committee on Cancer (41).
Data Analysis
Medical records and histologic findings were reviewed. Results were entered into a computerized spreadsheet (Excel; Microsoft, Redmond, Wash). Statistical analyses were performed with
2 and Fisher exact tests by using a computerized statistics program (EPI-INFO; Centers for Disease Control, Atlanta, Ga).
| RESULTS |
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The tumor was in the left breast in 20 women and in the right breast in 13 women. Tumors were located in the upper outer quadrant in 18 (55%) women, upper inner quadrant in seven (21%), lower inner quadrant in four (12%), and lower outer quadrant in four (12%). Surgical treatment for carcinoma was breast-conserving surgery after preoperative needle localization in 30 (91%) women and mastectomy in three (9%). The median time from percutaneous biopsy to surgery, known in 31 women, was 21 days (range, 9220 days).
Preoperative lymphoscintigraphy revealed focal areas of radiotracer uptake separate from the injection site in 12 (36%) women. In 11 women, lymphoscintigraphy revealed uptake in one to five axillary lymph nodes (median, one; mean, 1.5). In one woman with a lower inner quadrant carcinoma, lymphoscintigraphy demonstrated uptake in one axillary and one internal mammary lymph node. In this woman, tumor was present in the axillary sentinel lymph node at surgery; the internal mammary node was not excised, and subsequent axillary dissection revealed no other nodes with metastatic cancer. This patient, who had a 1.2-cm infiltrating and in situ ductal carcinoma, was treated with chemotherapy.
Sentinel nodes were identified at surgery in 30 (91%) of the 33 women. A total of 48 sentinel nodes were found in these 30 women; the median number of sentinel nodes was one, and the mean was 1.6 (range, 15). The sentinel nodes were identified with both blue dye and radioisotope in 22 (73%) of these 30 women, with only radioisotope in six (20%) women, and with only blue dye in two (7%) women. In 29 women, the sentinel nodes were in level I of the axilla (41); in one woman, a single sentinel node was found in an intramammary location.
No sentinel nodes were found in three (9%) women. All three women had undergone needle localization, intraparenchymal injection of radioisotope, and subsequent injection of blue dye in accordance with the protocol. Histologic analysis revealed infiltrating ductal carcinoma in all three women, measuring 0.8 cm, 1.2 cm, and 1.5 cm, respectively. Axillary lymph node dissection in these three women showed no axillary metastases in two women and tumor in four of 16 lymph nodes in one woman. Sentinel lymph nodes were identified in 12 (80%) of 15 women who underwent sentinel lymph node biopsy in the first half of the 10-month study and in 18 (100%) of the 18 women who underwent sentinel lymph node biopsy during the second half (P = .08).
Sentinel nodes were free of tumor in 23 (77%) of 30 women. In these 23 women, sentinel node biopsy obviated axillary lymph node dissection. Axillary dissection, performed in the seven women with tumor in sentinel nodes, revealed no additional metastases in six (86%) women and one additional positive node in one woman. In six (86%) of seven women with tumor in sentinel nodes, axillary lymph node dissection was performed during the initial surgical procedure due to the identification of tumor at frozen section analysis of the sentinel nodes; the presence of tumor in sentinel nodes was confirmed at paraffin section analysis in these women. In one woman, tumor was identified in the sentinel node at immunohistochemical analysis, after frozen section and hematoxylin-eosinstained paraffin section analysis of the sentinel node resulted in negative findings. Axillary dissection, performed at a later date, revealed no other nodes with metastatic cancer in this patient.
A total of 178 nonsentinel nodes were removed in the 30 women in whom sentinel node biopsy was technically successful. Of these 178 nonsentinel nodes, 128 were removed in seven women who underwent axillary dissection due to tumor in sentinel nodes. An additional 50 nonsentinel nodes were removed in axillary fat during surgery in nine women. Carcinoma was present in seven (15%) of 48 sentinel lymph nodes versus in one (0.6%) of 178 nonsentinel lymph nodes (P < .001). The one woman with tumor in a nonsentinel node also had tumor in a sentinel node.
| DISCUSSION |
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Technical parameters for sentinel lymph node biopsy are not standardized (Tables 2, 3) (1229). Studies differ with respect to labeling agent (radioisotope, blue dye, or both), volume and site of injection, and interval between injection and surgery. In many studies, some of these parameters are not reported.
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Several other factors affect the technical success of sentinel node biopsy. The success rate is higher with experience. Giuliano et al (13) reported a technical success rate for the blue dye method of 66% in 1994 (59% in the first half and 72% in the last half), which rose to 93% in a subsequent study in 1997 (16). Guenther et al (18), also using blue dye, identified the sentinel node in 12 (48%) of the first 25 cases and in 48 (80%) of the last 60 cases. The volume of injection affects outcome: In a study of sentinel node biopsy by using radioisotope methods, Krag et al (25) found that an intraparenchymal injection volume of 8 mL or greater was significantly associated with a higher success rate and hypothesized that the acute expansion of the interstitial space with a high injection volume led to increased tracer uptake into the lymphatic vessels. Other factors suggested to be associated with technical failure of sentinel lymph node biopsy in one study included age of more than 50 years and medial tumor location (29).
Identification of sentinel lymph nodes is dependent on uptake of the labeling agent by the lymphatic pathways that drain the tumor. Surgical biopsy can disrupt lymphatic drainage pathways. For this reason, it has been hypothesized that prior surgical excision may lower the success rate and accuracy of sentinel lymph node biopsy (14,22), and some investigators (14,17,19,21) have excluded women who have undergone prior surgical biopsy from their sentinel node biopsy protocols. In a multiinstitutional study of sentinel lymph node biopsy by using radioisotope, Krag et al (29) reported a significantly higher frequency of failure to identify a hot spot in women who had undergone prior surgical biopsy when compared with that in women who had undergone percutaneous breast biopsy or no previous biopsy (odds ratio, 7.1; 95% CIs, 2.17, 23.3). While Borgstein et al (22) also noted a significantly lower likelihood of successful sentinel node biopsy in women who had undergone prior surgical excision, others (12,2426,36) have found no statistically significant difference in the technical success rate of sentinel node mapping in women who did and in women who did not undergo prior surgical biopsy (Table 4). We report a high technical success rate in the women in our study in whom carcinoma was diagnosed by using percutaneous rather than surgical biopsy.
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In our study, preoperative lymphoscintigraphy revealed sentinel nodes in 36% of women. The low yield at lymphoscintigraphy may be due to the slow uptake of unfiltered 99mTc sulfur colloid into the lymphatic vessels, with inadequate time between injection and imaging. Other studies have reported better results with lymphoscintigraphy, with visualization of sentinel lymph nodes in 58%99% of cases (Table 6) (15,17,1923). Although Borgstein et al (22) state that the information from lymphoscintigraphy can be useful to the surgeon, some investigators who inject radioisotope for sentinel node biopsy do not report using lymphoscintigraphy (12,14,2426). We identified sentinel nodes at surgery in 91% of women by using the combination of blue dye and radioisotope, in spite of the relatively poor performance of lymphoscintigraphy. The role of preoperative lymphoscintigraphy in sentinel lymph node biopsy deserves further investigation.
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In one woman in this series, carcinoma was identified in the sentinel node by using immunohistochemical analysis after routine hematoxylin-eosin staining findings were negative. Other investigators (16,22,26,35) have reported that 11%36% of women with sentinel node metastases are identified only with immunohistochemical analysis. These micrometastases may be of prognostic importance (4953). One advantage of sentinel node biopsy is that it can be used to identify the lymph nodes most likely to be involved with tumor, which enables application of techniques such as immunohistochemical analysis to the nodes likely to be of highest yield. Immunohistochemical analysis may add to the accuracy of the sentinel node biopsy procedure: In a study of women who had negative sentinel node findings by using hematoxylin-eosin staining and immunohistochemical analysis, Turner et al (30) found carcinoma in a nonsentinel node in only one (2%) of 60 patients and in one (0.09%) of 1,087 nonsentinel nodes.
Our study does not address the accuracy of sentinel lymph node biopsy, because the protocol was to perform axillary lymph node dissection only if tumor was present in sentinel nodes. Other studies, however, have demonstrated that sentinel node biopsy is highly accurate in women with small infiltrating carcinomas. Veronesi et al (17) reported an accuracy of 100% (45 of 45 tumors) for tumors measuring less than 1.5 cm versus 97% (111 of 115 tumors) for larger tumors. Galimberti et al (21) reported an accuracy of 100% (38 of 38 tumors) for tumors measuring less than 1.2 cm versus 97% (194 of 200 tumors) for larger lesions. O'Hea et al (23) reported an accuracy of 100% (19 of 19 tumors) for tumors measuring 1 cm or less, 98% (43 of 44 tumors) for T1 lesions, and 82% (nine of 11 tumors) for T2 or T3 lesions. The high accuracy of sentinel node biopsy in women with small tumors is in part due to the low prior probability of axillary metastases in these women.
In analyzing sentinel node biopsy, it is important to evaluate not only its accuracy but also other parameters, including sensitivity (54,55). In women with T1 breast carcinoma, approximately 75% of whom are free of axillary metastases (4246), a sentinel lymph node biopsy procedure that resulted in the interpretation of every sentinel node as free of tumor would have 0% sensitivity but would be 75% accurate. The false-negative rate of sentinel node biopsy should be reported as the proportion of women with axillary metastases in whom the sentinel nodes are free of tumor (ie, number of women with false-negative findings/[number of women with true-positive + false-negative findings], or 1 - sensitivity). In the published literature (1229), the sensitivity of sentinel node biopsy has averaged 94% (range 88%100%) (Table 1); thus, the false-negative rate of sentinel node biopsy has averaged 6% (range, 0%12%). In gaining experience with sentinel node biopsy and in reporting and analyzing the results, an adequate number of women with axillary metastases should be included to assess the procedure's sensitivity and false-negative rate. It would also be helpful if data were analyzed in subgroups based on tumor size, location, and histology, to aid in establishing patient selection guidelines for sentinel node biopsy.
Percutaneous evaluation of sentinel nodes may be possible in the future. Parker et al (31) reported on 20 women who received an injection of 0.51.0 mCi (18.537.0 MBq) 99mTc sulfur colloid adjacent to their primary breast cancer, followed 1 hour later by lymphoscintigraphy. The skin overlying the area of increased activity in the axilla was marked and the area was then examined by using a handheld gamma detector and real-time US. A needle localization wire was placed in the node, and the area was excised along with other areas of increased activity in the axillary bed at surgery. At least one sentinel node was correctly identified and needle localized in 19 (95%) of 20 women; in the one woman in whom the sentinel node was not identified preoperatively, none was found at surgery, either. These findings suggest that it is possible to identify the sentinel nodes percutaneously and establish the groundwork for potential percutaneous histologic assessment of the sentinel lymph nodes.
The American Cancer Society estimates that infiltrating breast cancer will be diagnosed in 175,000 women in 1999, of whom 62% (108,500) will be free of axillary metastases (56). Sentinel node biopsy may spare many women with small infiltrating breast carcinomas from axillary dissection. Currently, however, clinical use of sentinel node biopsy in lieu of axillary dissection may best be (a) reserved for high-volume centers with close coordination of surgery, nuclear medicine, and pathology; (b) limited to small (eg, T1) tumors; (c) implemented after a preliminary trial with correlative axillary dissection to document the performance of sentinel node biopsy in the investigator's own institution; and (d) conducted in the context of a carefully designed study, with informed consent, meticulous recording of technical parameters, and accrual of follow-up data (57,58). This approach will help to refine and standardize the method of sentinel node biopsy so that more women will benefit from this minimally invasive approach to the treatment of small infiltrating breast carcinomas.
| Acknowledgments |
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| Footnotes |
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